S.E.C. | Agency Checklists

The U.S. Securities and Exchange Commission (S.E.C.) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation’s stock and options exchanges, and other activities and organizations. Most companies with publicly traded stock must file 10K annual reports and 10Q quarterly reports of their finances and operations.

Will “Turnkey” Agencies Hurt Local Independent Agencies?
May 19, 2014 - A look at what Overstock.com's announcement that it will be selling property casualty insurance means for Massachusetts agents.
Safety CEO David Brussard To Retire; George Murphy Named New President & CEO
January 8, 2016 - Mr. Brussard will remain on as the Safety Insurance Group's Non-Executive Chairman of the Board of Directors.
AmTrust Restating 2014, 2015 and part of 2016 Financials Knocks Stock Down Almost 40%
AmTrust, an acquirer of the Tower Group, is restating financials and changing reserves harking back to the Tower Group's problems.

Alternative Meanings:

S.E.C.
The U.S. Securities and Exchange Commission is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations. Most companies with publicly traded stock must file annual 10K reports and quarterly 10Q reports with the agency on their operations and finances.

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